Development and validation of a nomogram for predicting overall survival in small cell lung cancer: a multicenter analysis integrating multimodal therapy and molecular pathology
Highlight box
Key findings
• A multicenter nomogram for predicting 1-year overall survival (OS) in small cell lung cancer (SCLC) was developed using pathological score, therapy, clinical tumor (T) stage, clinical node (N) stage, and the tumor, node, metastasis (TNM) clinical stage. The nomogram consistently outperformed the TNM and Veterans Administration Lung Study Group (VALG) staging systems in the derivation, internal validation, and external validation cohorts. The model showed good calibration and favorable clinical utility across all cohorts.
What is known and what is new?
• Conventional staging systems remain the main tools for prognostic assessment in SCLC, but their predictive ability is limited.
• An integrated nomogram combining treatment-related, pathological, and staging variables improved 1-year OS prediction beyond TNM and VALG staging in a multicenter setting.
What is the implication, and what should change now?
• This model may support individualized risk stratification in SCLC. It may also assist in selecting treatment intensity and planning follow-up in clinical practice. Prospective validation is needed before routine implementation.
Introduction
Small cell lung cancer (SCLC) is a highly aggressive neuroendocrine subtype of lung cancer, accounting for approximately 15–20% of all lung malignancies. It is characterized by rapid proliferation, early dissemination, and high metastatic potential, resulting in dismal survival outcomes (1). At diagnosis, more than 70% of patients present with extensive-stage disease accompanied by distant metastases (2). The current standard treatment consists of etoposide combined with platinum-based chemotherapy (CT), often in conjunction with radiotherapy. Although this regimen achieves high initial response rates, relapse and chemoresistance typically develop within one year, severely limiting long-term survival (3).
In recent years, the emergence of immune checkpoint inhibitors has provided new therapeutic opportunities for SCLC. Agents targeting programmed cell death protein 1 (PD-1) or programmed death-ligand 1 (PD-L1), such as atezolizumab and durvalumab, have demonstrated modest but clinically meaningful improvements in overall survival (OS) among patients with extensive-stage SCLC (ES-SCLC) in pivotal trials (4). Recent evidence suggests that neoadjuvant immunochemotherapy may be a feasible treatment strategy for selected patients with potentially resectable SCLC, highlighting the growing interest in multimodal and individualized management in this disease (5). Nevertheless, despite these advances, challenges persist in optimizing immunotherapy for SCLC—particularly in identifying predictive biomarkers, refining combination strategies, and tailoring treatment to the disease’s unique molecular profile.
Over the past decade, several prognostic models and nomograms for SCLC have been proposed. These models have been derived from single-center cohorts, population-based databases, and, more recently, inflammatory or hematologic marker-based analyses (6-8). While some of these models have shown better predictive performance than conventional staging alone, important limitations remain. Many were developed in the pre-immunotherapy era, some were restricted to selected patient subsets, and many relied predominantly on anatomical stage or systemic inflammatory indices without accounting for differences in treatment exposure or tumor pathological heterogeneity. As a result, their applicability to contemporary real-world SCLC populations may be limited.
Traditional staging systems in SCLC are limited by their stage-centered and anatomy-based nature, which may be insufficient for individualized prognostic assessment. tumor, node, metastasis (TNM) and Veterans Administration Lung Study Group (VALG) staging are essential for disease classification and treatment planning, but they mainly describe tumor burden and disease spread rather than differences in treatment modality, biological phenotype, or molecular-pathological characteristics. In the immunotherapy era, patients with similar anatomical stages may still have substantially different outcomes under different multimodal treatment strategies. Therefore, prognostic assessment in SCLC should extend beyond stage alone toward a more comprehensive framework.
Advances in molecular pathology have introduced biomarkers such as Ki-67, chromogranin A (CgA), synaptophysin II (Syn2) (the term used in the original pathology reports, corresponding to synaptophysin staining), and cluster of differentiation 56 (CD56), which reflect neuroendocrine differentiation and proliferative activity in SCLC (9). However, the reported prognostic value of these markers remains inconsistent across studies. For example, Pei et al. found that Ki-67 expression was not significantly associated with survival in ES-SCLC (10), whereas Zhang et al. reported poorer prognosis in patients with high Ki-67 expression (11). Similarly, Gkika et al. observed that synaptophysin expression was associated with better OS (12), whereas He et al. reported that positive Syn expression was associated with worse progression-free survival (PFS) and OS and that CD56 positivity correlated with shorter OS in pulmonary high-grade neuroendocrine carcinomas (13). These findings suggest that individual pathological markers may capture only one dimension of tumor biology and may show unstable prognostic associations across cohorts. Therefore, aggregating several routinely assessed pathological markers into a composite score may provide a more robust summary of neuroendocrine differentiation and proliferative phenotype than any single marker alone.
In this study, we conducted a multicenter real-world study to develop a nomogram-based prognostic model for patients with SCLC by comprehensively incorporating clinical features, treatment modalities—including CT, radiotherapy, and immunotherapy—and pathological biomarkers. We aimed to establish a practical model for individualized prediction of OS and to provide a tool that may support risk stratification and treatment planning in contemporary clinical practice. We present this article in accordance with the TRIPOD reporting checklist (14,15) (available at https://tlcr.amegroups.com/article/view/10.21037/tlcr-2025-1-1487/rc).
Methods
Study design and patient selection
This multicenter retrospective study enrolled patients diagnosed with SCLC between April 2020 and April 2024 from three tertiary hospitals: Union Hospital, Tongji Medical College, Huazhong University of Science and Technology; Xiangyang No. 1 People’s Hospital; and 900th Hospital of Joint Logistics Support Force. Eligible patients met the following inclusion criteria: (I) pathologically confirmed SCLC; (II) receipt of at least one cycle of anticancer treatment, including systemic therapy and/or radiotherapy; and (III) availability of complete clinicopathological and follow-up data. Exclusion criteria included (I) a history of other malignancies and (II) receipt of fewer than one cycle of planned anticancer treatment. The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. This retrospective cohort study was approved by the institutional review boards and local ethics committees of the following hospitals: Union Hospital, Tongji Medical College, Huazhong University of Science and Technology (IRB No. 0464), Xiangyang No. 1 People’s Hospital (IRB No. XYYYE20240076), and 900th Hospital of Joint Logistics Support Force, Fujian Medical University (IRB No. 2023-097). Written informed consent was obtained from all patients for publication of this article.
Treatment modalities and molecular pathology
Treatment information was retrieved from electronic medical records and verified by attending oncologists. CT regimens primarily included etoposide, irinotecan, or paclitaxel in combination with platinum-based agents. Immunotherapy comprised PD-L1 inhibitors (e.g., atezolizumab, durvalumab) and PD-1 inhibitors (e.g., adebrelimab, pembrolizumab). Targeted therapy, when applied, followed standard institutional protocols. Molecular pathology was evaluated using four immunohistochemical (IHC) biomarkers—Ki-67, CgA, Syn2, and CD56. Each marker was semi-quantitatively scored as negative [0], weakly positive [1], or strongly positive [2]. A composite pathological score was calculated as the sum of these individual marker scores, as previously described (16).
Study endpoints and definitions
The primary endpoint was OS, while PFS and short-term treatment efficacy served as the secondary endpoints. OS was defined as the time from the start of initial therapy to death from any cause. PFS was defined as the interval from the initiation of first-line therapy to documented disease progression or death from any cause. Outcome assessment was performed independently and blinded to predictor variables. OS and PFS were determined by two investigators who were not involved in predictor collection. Survival status and dates of death were obtained from hospital records and telephone follow-up, while progression events were confirmed based on radiological reports and clinical documentation according to the Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1 (17). Treatment responses were categorized as complete response (CR), partial response (PR), stable disease (SD), or progressive disease (PD). Investigators adjudicating outcomes were blinded to baseline pathological scores and molecular markers.
Predictive model development and validation
Patients from Union Hospital, Tongji Medical College, Huazhong University of Science and Technology and Xiangyang No. 1 People’s Hospital were combined to form the internal dataset for model development, while patients from the 900th Hospital of Joint Logistics Support Force were used as an independent external validation cohort. The internal dataset was randomly divided in a 7:3 ratio into a derivation cohort and an internal validation cohort.
A prognostic nomogram was developed to estimate individualized 1-year OS probability by integrating demographic, clinicopathological, molecular, and treatment-related variables. Candidate predictors were screened using a two-step variable selection procedure. First, the Boruta algorithm was applied as an exploratory feature screening method to identify potentially relevant variables and exclude irrelevant features. Variables retained after Boruta screening were then entered into the least absolute shrinkage and selection operator (LASSO) regression to reduce dimensionality further, minimize multicollinearity, and select the most informative predictors. Variables with non-zero coefficients in the LASSO model were subsequently included in the final multivariable Cox proportional hazards model. The final Cox model was developed in the internal derivation cohort, and the regression coefficients were used to construct the nomogram and calculate an individual risk score. The final nomogram included pathological score, therapy, clinical T stage, clinical N stage, and TNM clinical stage. The predicted 1-year OS probability for each patient was estimated from the baseline survival function of the final model. Sample size adequacy was assessed using the events-per-variable (EPV) principle to reduce the risk of overfitting (18). An EPV of at least 10 was considered acceptable. In the derivation cohort, 215 death events occurred within 1 year, and 5 predictors were retained in the final model, yielding an EPV of 43, which indicated an adequate sample size for model development.
Model performance was assessed in the derivation cohort, internal validation cohort, and external validation cohort. Discrimination was evaluated using time-dependent receiver operating characteristic (ROC) analysis and the area under the curve (AUC). A model achieving a time-dependent AUC of 0.80 or higher was considered to have sufficient discriminative power to be clinically meaningful, based on widely accepted criteria in medical risk prediction (19). Calibration was assessed using calibration curves for 1-year OS. Clinical usefulness was evaluated by decision curve analysis (DCA).
To determine whether the nomogram provided incremental prognostic value beyond conventional staging systems, its performance was directly compared with that of the American Joint Committee on Cancer (AJCC) TNM and VALG staging systems. Time-dependent ROC curves were generated for the nomogram, TNM stage, and VALG stage in the derivation, internal validation, and external validation cohorts, and the corresponding AUC values for 1-year OS prediction were compared.
Statistical analysis
All statistical analyses were performed using R software (version 4.2.2; R Foundation for Statistical Computing, Vienna, Austria). Continuous variables were expressed as mean ± standard deviation (SD) or median [interquartile range (IQR)], depending on data distribution. Between-group comparisons were performed using Student’s t-test for continuous variables and Pearson’s Chi-squared or Fisher’s exact tests for categorical variables. Missing data were imputed using the random forest algorithm implemented in the “mice” package of R. The Boruta algorithm ranked variable importance by comparing Z-scores with corresponding shadow features, while cross-validation in the LASSO procedure determined the optimal regularization parameter (λ) (20). The construction of the model conformed to the EPV principle, ensuring a minimum of ten outcome events per predictor included in the final model. Predictive performance was assessed using the area under the ROC curve for discrimination, with calibration curves evaluating agreement between predicted and observed outcomes. DCA was used to quantify the clinical net benefit of the final model (21,22).
Results
Patient selection and overall cohort characteristics
This study primarily examined non-surgical treatment options, including CT, immunotherapy, targeted therapy, and radiotherapy. According to the VALG classification, the 728 enrolled patients were categorized as ES-SCLC (n=485) and limited-stage SCLC (LS-SCLC) (n=243) (Figure 1). Among all participants, 628 patients (86.3%) were male, and 405 (55.6%) were younger than 65 years. Sex, age, body mass index (BMI), smoking status, alcohol use, and the grade of Ki-67, CgA, Syn2, and CD56 were comparable between the two groups. However, the mean pathological score was significantly higher in ES-SCLC patients than in LS-SCLC patients (4.58±1.35 vs. 4.17±1.63, P<0.001; Table 1). Treatment modality differed significantly by stage (P=0.005; Table 2). Chemo-immunotherapy (CIT) was the most common modality (36.8%), followed by CT (29.0%), radio-chemo-immunotherapy (RCIT) (22.3%), and radio-chemotherapy (RCT) (11.9%). CIT was more frequent in ES-SCLC, whereas RCT was more common in LS-SCLC. Etoposide plus platinum was the most frequently used CT regimen, and PD-1/PD-L1 inhibitors were the major immunotherapy agents. Anlotinib constituted 78.1% of targeted therapies (Table 2).
Table 1
| Characteristic | Overall (n=728) | VALG stage | P value | |
|---|---|---|---|---|
| ES-SCLC (n=485) | LS-SCLC (n=243) | |||
| Sex | 0.71 | |||
| Female | 100 (13.7) | 65 (13.4) | 35 (14.4) | |
| Male | 628 (86.3) | 420 (86.6) | 208 (85.6) | |
| Age group, years | ||||
| <65 | 405 (55.6) | 269 (55.5) | 136 (56.0) | 0.90 |
| ≥65 | 323 (44.4) | 216 (44.5) | 107 (44.0) | |
| BMI, kg/m2 | 23.19±3.44 | 22.99±3.06 | 23.58±4.05 | 0.054 |
| Smoking | 396 (54.4) | 266 (54.8) | 130 (53.5) | 0.73 |
| Alcohol use | 197 (27.1) | 130 (26.8) | 67 (27.6) | 0.83 |
| Ki-67 | 0.28 | |||
| 0 | 193 (27.2) | 122 (25.5) | 71 (30.6) | |
| 1 | 261 (36.8) | 176 (36.8) | 85 (36.6) | |
| 2 | 256 (36.1) | 180 (37.7) | 76 (32.8) | |
| CgA | 0.88 | |||
| 0 | 158 (23.6) | 107 (23.4) | 51 (24.1) | |
| 1 | 243 (36.3) | 164 (35.9) | 79 (37.3) | |
| 2 | 268 (40.1) | 186 (40.7) | 82 (38.7) | |
| Syn2 | 0.06 | |||
| 0 | 107 (15.2) | 65 (13.9) | 42 (17.8) | |
| 1 | 213 (30.3) | 133 (28.5) | 80 (33.9) | |
| 2 | 383 (54.5) | 269 (57.6) | 114 (48.3) | |
| CD56 | 0.43 | |||
| 0 | 63 (9.3) | 39 (8.6) | 24 (11.0) | |
| 1 | 531 (78.7) | 365 (80.0) | 166 (75.8) | |
| 2 | 81 (12.0) | 52 (11.4) | 29 (13.2) | |
| Pathological score | 4.44±1.46 | 4.58±1.35 | 4.17±1.63 | <0.001 |
Data are presented as n (%) or mean ± SD. BMI, body mass index; CD56, cluster of differentiation 56; CgA, chromogranin A; ES-SCLC, extensive-stage small-cell lung cancer; Ki67, Ki-67 proliferation index; LS-SCLC, limited-stage small-cell lung cancer; SD, standard deviation; Syn2, synaptophysin II; VALG, Veterans Administration Lung Study Group.
Table 2
| Characteristic | Overall (n=728) | VALG stage | P value | |
|---|---|---|---|---|
| ES-SCLC (n=485) | LS-SCLC (n=243) | |||
| CT drug | 0.10 | |||
| Etoposide + platinum | 488 (67.0) | 314 (64.7) | 174 (71.6) | |
| Irinotecan + platinum | 148 (20.3) | 105 (21.6) | 43 (17.7) | |
| Paclitaxel + platinum | 40 (5.5) | 25 (5.2) | 15 (6.2) | |
| Immunotherapy drug | 0.16 | |||
| PD-1 inhibitors | 179 (25.9) | 117 (25.7) | 62 (26.3) | |
| PD-L1 inhibitors | 191 (27.6) | 136 (29.9) | 55 (23.3) | |
| Targeted therapy drug | ||||
| Anlotinib | 75 (78.1) | 50 (74.6) | 25 (86.2) | 0.21 |
| Therapy | 0.005 | |||
| CIT | 253 (36.8) | 183 (40.4) | 70 (29.9) | |
| CT | 199 (29.0) | 131 (28.9) | 68 (29.1) | |
| RCIT | 153 (22.3) | 97 (21.4) | 56 (23.9) | |
| RCT | 82 (11.9) | 42 (9.3) | 40 (17.1) | |
| Efficacy | <0.001 | |||
| CR | 10 (1.6) | 2 (0.5) | 8 (3.7) | |
| PD | 136 (22.2) | 101 (25.6) | 35 (16.1) | |
| PR | 181 (29.6) | 120 (30.4) | 61 (28.1) | |
| SD | 285 (46.6) | 172 (43.5) | 113 (52.1) | |
| Clinical T stage | <0.001 | |||
| T1 | 100 (13.7) | 50 (10.3) | 50 (20.6) | |
| T2 | 162 (22.3) | 89 (18.4) | 73 (30.0) | |
| T3 | 182 (25.0) | 98 (20.2) | 84 (34.6) | |
| T4 | 284 (39.0) | 248 (51.1) | 36 (14.8) | |
| Clinical N stage | <0.001 | |||
| N0 | 40 (5.5) | 14 (2.9) | 26 (10.7) | |
| N1 | 83 (11.4) | 42 (8.7) | 41 (16.9) | |
| N2 | 282 (38.7) | 157 (32.4) | 125 (51.4) | |
| N3 | 323 (44.4) | 272 (56.1) | 51 (21.0) | |
| Clinical M stage | <0.001 | |||
| M0 | 283 (38.9) | 40 (8.2) | 243 (100.0) | |
| M1 | 445 (61.1) | 445 (91.8) | 0 (0.0) | |
| TNM clinical stage | <0.001 | |||
| Stage I–II | 46 (6.3) | 0 (0.0) | 46 (18.9) | |
| Stage III | 237 (32.6) | 40 (8.2) | 197 (81.1) | |
| Stage IVA | 56 (7.7) | 56 (11.5) | 0 (0.0) | |
| Stage IVB | 215 (29.5) | 215 (44.3) | 0 (0.0) | |
| Stage IVC | 174 (23.9) | 174 (35.9) | 0 (0.0) | |
| PFS, weeks | 41±41 | 33±33 | 56±51 | <0.001 |
| OS, weeks | 63±49 | 53±41 | 83±57 | <0.001 |
Data are presented as n (%) or mean ± standard deviation. CIT, chemo-immunotherapy; CR, complete response; CT, chemotherapy; ES-SCLC, extensive-stage small-cell lung cancer; LS-SCLC, limited-stage small-cell lung cancer; OS, overall survival; PD, progressive disease; PD-1, programmed cell death protein 1; PD-L1, programmed death-ligand 1; PFS, progression-free survival; PR, partial response; RCIT, radio-chemo-immunotherapy; RCT, radio-chemotherapy; SD, stable disease; TNM, tumor, node, metastasis; VALG, Veterans Administration Lung Study Group.
Treatment response and preliminary survival analysis
Treatment responses differed notably between ES-SCLC and LS-SCLC (P<0.001). LS-SCLC patients achieved a higher CR rate (3.7% vs. 0.5%), whereas ES-SCLC patients exhibited a significantly higher rate of PD (25.6% vs. 16.1%; P<0.001; Table 2). The majority of patients were diagnosed at an advanced stage, predominantly stage IV, consistent with the aggressive nature of SCLC. Overall, the objective response rate remained modest across the cohort, reflecting the rapid progression and intrinsic resistance characteristic of SCLC. Notably, LS-SCLC patients demonstrated superior early treatment responses compared with ES-SCLC patients, aligning with their generally lower disease burden and greater treatment accessibility. Preliminary survival analysis suggested a trend toward longer PFS and OS in LS-SCLC relative to ES-SCLC patients (P<0.001; Table 2). These findings collectively highlight stage-dependent differences in short-term treatment efficacy and provide a rationale for the subsequent evaluation of prognostic factors and treatment modalities.
Impact of treatment on prognosis
Kaplan-Meier analyses were performed according to CT regimen, immune checkpoint inhibitor class, and treatment modality. Among CT regimens, platinum-based etoposide was associated with longer PFS than irinotecan plus platinum (P=0.03), while no significant difference was observed versus paclitaxel plus platinum (P=0.37) (Figure 2A). OS did not differ significantly among CT regimens (Figure S1A). PD-1 inhibitors were associated with longer PFS than PD-L1 inhibitors (P=0.04; Figure 2B), whereas OS was comparable between the two groups (P=0.51; Figure S1B). Overall, treatment modality significantly impacted OS, but not PFS (Figure 2C, Figure S1C). Patients receiving CT alone had the shortest OS [median 41.3 weeks, 95% confidence interval (CI): 34.7–45.6], whereas those receiving RCIT achieved the longest OS (median 92.3 weeks, 95% CI: 77.3–102.9; P<0.001). No significant OS difference was observed between patients treated with chemo-immunotherapy and those receiving chemoradiotherapy (P=0.41). Overall, these findings suggest that treatment modality had a greater influence on OS than on PFS, and that combined-modality treatment may confer a survival advantage in SCLC.
Relationship between molecular pathology and prognosis
SCLC is characterized by neuroendocrine differentiation, which can be quantified using molecular markers such as Ki-67, CgA, Syn2, and CD56 (23). The mean pathological score, calculated by aggregating IHC expression levels of these markers, was significantly higher in ES-SCLC than in LS-SCLC patients (Figure 2D), reflecting the more aggressive biology of extensive-stage disease. Univariate Cox regression identified positivity for individual markers as potential risk factors. Multivariate analysis demonstrated that the composite pathological score remained an independent prognostic indicator [hazard ratio (HR) =4.84, 95% CI: 2.17–10.79; Figure 3], suggesting that integrating multiple neuroendocrine markers provides a more robust assessment of patient prognosis than any single marker alone. These findings highlight the value of molecular pathology in patient risk stratification and support its inclusion in predictive models for SCLC survival.
Screening of OS-related variables and prediction model construction
According to the study design, patients from Union Hospital, Tongji Medical College, Huazhong University of Science and Technology (WUHU) and Xiangyang No. 1 People’s Hospital (XYPH) comprised the internal dataset, which was randomly divided into a derivation cohort (70%, n=468) and an internal validation cohort (30%, n=200), whereas patients from 900th served as the external validation cohort (n=60), with no significant baseline differences (Table S1). To identify factors associated with OS, a two-step feature selection procedure was applied using the Boruta algorithm followed by LASSO regression. In Boruta analysis, Clinical TNM stage, therapy, pathological score, and clinical N stage ranked among the most important variables, whereas immunotherapy, clinical T stage, radiotherapy, VALG stage, and clinical M stage also showed substantial importance (Figure 4A). These candidate variables were then subjected to LASSO regression for further shrinkage and selection, and the final nomogram incorporated pathological score, therapy, clinical T stage, clinical N stage, and TNM clinical stage (Figure 4B-4D). Higher pathological scores and more advanced tumor burden were associated with worse survival, whereas more intensive multimodal treatment was associated with a more favorable prognosis.
Validation and comparative performance of the nomogram
The nomogram was evaluated in the derivation, internal validation, and external validation cohorts. For 1-year OS prediction, the nomogram demonstrated better discrimination than the TNM and VALG staging systems in all cohorts (Figure 5A). The AUCs of the nomogram were 0.801 (95% CI: 0.758–0.844) in the derivation cohort, 0.800 (95% CI: 0.734–0.866) in the internal validation cohort, and 0.776 (95% CI: 0.646–0.906) in the external validation cohort, all of which were higher than those of the TNM and VALG staging systems.
Calibration analysis showed good agreement between predicted and observed 1-year OS in the derivation, internal validation, and external validation cohorts (Figure 5B). The corresponding Brier scores were 18.4% (95% CI: 16.7–20.0%), 18.8% (95% CI: 16.4–21.2%), and 19.8% (95% CI: 14.3–25.4%), respectively. DCA demonstrated that the nomogram yielded favorable net benefit across a broad range of threshold probabilities in all three cohorts (Figure 5C), supporting its potential clinical utility.
Discussion
In this multicenter real-world study, we developed and validated a prognostic nomogram for predicting 1-year OS in patients with SCLC by integrating pathological score, therapy, clinical T stage, clinical N stage, and TNM clinical stage. The model showed stable discrimination, good calibration, and favorable clinical utility in the derivation, internal validation, and external validation cohorts. Importantly, the nomogram consistently outperformed the conventional TNM and VALG staging systems, suggesting that prognostic assessment in SCLC may benefit from moving beyond stage-only classification toward a more integrated framework incorporating treatment-related and pathological information.
SCLC accounts for 15–20% of all lung cancer cases and is characterized by rapid growth, high malignancy, and low differentiation. Approximately 70% of patients present with extensive-stage disease at diagnosis, highlighting the need for effective non-surgical strategies. According to National Comprehensive Cancer Network (NCCN) guidelines, surgery is typically reserved for early-stage patients (I–IIA, T1–2, N0, M0), whereas most require multimodal non-surgical treatment (24).
CT remains the cornerstone of SCLC treatment, particularly for ES-SCLC (25). The standard regimen combines etoposide with platinum-based agents (cisplatin or carboplatin), typically administered over 4–6 cycles. Etoposide inhibits topoisomerase II, disrupting DNA replication and repair (26,27), while irinotecan inhibits topoisomerase I (28,29). Platinum agents induce DNA crosslinking, and taxanes stabilize microtubules to block cell division (30). These agents, however, carry side effects such as myelosuppression and neurotoxicity (31). Although meta-analyses suggest that irinotecan-platinum (IP) regimens may outperform etoposide-platinum (EP) in ES-SCLC (32), our data showed no significant survival difference (P=0.47), likely because all platinum-based combinations with etoposide were grouped under EP, instead of focusing on etoposide and cisplatin alone.
Radiotherapy is indispensable for SCLC treatment, proving effective in both post-surgical LS-SCLC and ES-SCLC cases (33,34). Phase III studies have demonstrated that concurrent chemoradiotherapy can significantly reduce the risk of local recurrence (35). In LS-SCLC, chemoradiotherapy improves local control and extends PFS and OS, while prophylactic cranial irradiation (PCI) reduces brain metastasis rates from approximately 60% to 30% and improves 3-year OS by around 5% (36). In ES-SCLC, radiotherapy is primarily used to target metastatic sites, particularly bone and brain metastases. According to Slotman et al., thoracic radiotherapy should be considered for ES-SCLC patients who respond to CT, in addition to PCI (37). Advances in radiotherapy techniques, such as image-guided radiotherapy (IGRT), intensity-modulated radiotherapy (IMRT), and stereotactic body radiotherapy (SBRT), have enhanced precision, allowing more accurate tumor targeting while sparing normal tissues. Radiotherapy not only kills tumor cells directly but also releases tumor-associated antigens, enhancing T-cell-mediated immune responses (38). This “radiotherapy-induced immune effect” highlights the potential of combining radiotherapy with immune checkpoint inhibitors as a treatment strategy.
Immunotherapy, particularly PD-1 and PD-L1 inhibitors, has emerged as a promising approach in SCLC (39-41). SCLC cells evade immunity via PD-L1 upregulation, which suppresses T-cell activity (42). Clinical trials, including IMpower133, have shown survival benefits when adding atezolizumab to CT in ES-SCLC (43). In our study, PD-1/PD-L1 inhibitors improved PFS, though OS benefits were limited. A real-world analysis by Wang et al. showed no significant difference in efficacy or prognosis between PD-1 inhibitors combined with EP CT and PD-L1 inhibitors combined with EP CT (44). Although the PD-1/PD-L1 pathway plays a vital role in immune evasion in SCLC, immune escape mechanisms are multifaceted and may involve pathways beyond PD-1/PD-L1 (45). Immune escape in SCLC is multifactorial: the PD-1/PD-L1 pathway primarily affects T-cell activity within the tumor, whereas CTLA-4 regulates T-cell priming in lymph nodes (46). Dual checkpoint inhibition has shown efficacy in recurrent SCLC patients but has yet to significantly extend OS in treatment-naïve ED-SCLC patients (47,48).
Unlike non-SCLC (NSCLC), SCLC lacks dominant driver mutations, limiting targeted therapy options. Agents such as rovalpituzumab tesirine (DLL3-targeting) and danusertib have shown activity in pretreated patients (49,50). Smoking is a known risk factor for SCLC, although no clear correlation was observed in our cohort. Molecular pathology, including markers Ki-67, CgA, synaptophysin, and CD56, provides insights into tumor biology and prognosis (51). Composite pathological scores integrating these markers were predictive of survival, whereas single markers alone were insufficient. The aggressive behavior and limited durability of treatment response in SCLC are closely associated with its complex tumor biology. A recent single-patient single-cell RNA sequencing study demonstrated neuroendocrine predominance together with an immunosuppressive tumor microenvironment, providing additional insight into the biological basis of immune evasion, treatment resistance, and poor prognosis (52).
Our study demonstrates that multimodal strategies integrating chemoradiotherapy with immunotherapy significantly improve survival compared with single-agent therapies. While platinum-based CT and immune checkpoint inhibitors remain effective, no single-agent therapy is sufficient for most patients. Tumor biology, biomarker expression, and patient-related factors necessitate individualized, multimodal approaches. In particular, recent evidence indicates that host-related characteristics, such as BMI in elderly patients with extensive-stage disease, may influence treatment tolerability, further underscoring the importance of personalized therapeutic strategies (53). Future studies should explore optimal treatment combinations and validate these strategies in diverse populations to enhance clinical outcomes.
There are several limitations in this study. First, although the model was externally validated using an independent cohort from a separate center, the external validation sample size was relatively small, which may limit the stability and precision of the performance estimates. Larger prospective multicenter studies are still needed to further confirm the generalizability and clinical utility of the model. Second, as this was a retrospective study, selection bias and residual confounding could not be fully avoided. Third, the composite pathological score was constructed as a pragmatic integrative variable based on routinely available IHC markers, and its weighting scheme warrants further optimization and prospective validation.
Conclusions
In conclusion, we developed and externally validated a multicenter nomogram for 1-year OS prediction in SCLC that integrates treatment pattern, pathological score, and clinical staging variables. The model outperformed conventional TNM and VALG staging systems and may provide a practical tool for individualized prognostic assessment, treatment planning, and follow-up management. Further prospective multicenter studies are warranted to validate its clinical utility and determine whether its use can improve risk-adapted therapeutic decision-making.
Acknowledgments
We express gratitude to the patients and their families for contributing to this study. We would also like to thank all contributing physicians and study assistants for providing clinical data.
Footnote
Reporting Checklist: The authors have completed the TRIPOD reporting checklist. Available at https://tlcr.amegroups.com/article/view/10.21037/tlcr-2025-1-1487/rc
Data Sharing Statement: Available at https://tlcr.amegroups.com/article/view/10.21037/tlcr-2025-1-1487/dss
Peer Review File: Available at https://tlcr.amegroups.com/article/view/10.21037/tlcr-2025-1-1487/prf
Funding: None.
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://tlcr.amegroups.com/article/view/10.21037/tlcr-2025-1-1487/coif). The authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. This retrospective cohort study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments, and was approved by the institutional review boards and local ethics committees of Union Hospital, Tongji Medical College, Huazhong University of Science and Technology (IRB No. 0464), Xiangyang No. 1 People’s Hospital (IRB No. XYYYE20240076), and 900th Hospital of Joint Logistics Support Force, Fujian Medical University (IRB No. 2023-097). Written informed consent was obtained from all patients for publication of this article. Clinical data were analyzed retrospectively and anonymously.
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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