Association of hepatitis B virus infection status with outcomes of non-small cell lung cancer patients undergoing anti-PD-1/PD-L1 therapy
Original Article

Association of hepatitis B virus infection status with outcomes of non-small cell lung cancer patients undergoing anti-PD-1/PD-L1 therapy

Xuanye Zhang1,2,3#, Dan Tian4#, Yue Chen5#, Chen Chen1,2,6, Li-Na He1,2,3, Yixin Zhou1,2,7, Haifeng Li1,2,3, Zuan Lin1,2,8, Tao Chen1,2,9, Yuhong Wang1,2,10, Alessandro Russo11, Ernest Nadal12, Francesco Passiglia13, Ross Andrew Soo14, Satoshi Watanabe15, Teresa Moran16, In-Jae Oh17, Sha Fu18, Shaodong Hong1,2,3, Li Zhang1,2,3

1State Key Laboratory of Oncology in South China, Guangzhou, China; 2Collaborative Innovation Center for Cancer Medicine, Guangzhou, China; 3Department of Medical Oncology, Sun Yat-sen University Cancer Center, Guangzhou, China; 4Department of Thoracic Surgery, Guangdong Provincial People’s Hospital, Guangdong Academy of Medical Sciences, Guangzhou, China; 5Departments of Dermatology, The Eighth Affiliated Hospital of Sun Yat-sen University, Shenzhen, China; 6Department of Radiation Oncology, Sun Yat-sen University Cancer Center, Guangzhou, China; 7Department of VIP Region, Sun Yat-sen University Cancer Center, Guangzhou, China; 8Department of Clinical Research, Sun Yat-sen University Cancer Center, Guangzhou, China; 9Department of Nuclear Medicine, Sun Yat-sen University Cancer Center, Guangzhou, China; 10Department of Endoscopy, Sun Yat-sen University Cancer Center, Guangzhou, China; 11Medical Oncology Unit, A.O. Papardo, Messina, Italy; 12Department of Medical Oncology, Catalan Institute of Oncology, IDIBELL, L’Hospitalet (Barcelona), Spain; 13Department of Oncology, University of Turin, S. Luigi Gonzaga Hospital, Orbassano, Italy; 14Department of Haematology-Oncology, National University Cancer Institute Singapore, National University Health System, Singapore, Singapore; 15Department of Respiratory Medicine and Infectious Diseases, Niigata University Graduate School of Medical and Dental Sciences, Niigata, Japan; 16Medical Oncology Department, Catalan Institute of Oncology, Hospital Universitari Germans Trias i Pujol, Badalona Applied Research Group in Oncology. Department of Medicine. Universitat Autònoma de Barcelona (UAB), Campus Can Ruti, Badalona, Spain; 17Department of Internal Medicine, Chonnam National University Medical School and Hwasun Hospital, Jeonnam, Korea; 18Guangdong Provincial Key Laboratory of Malignant Tumor Epigenetics and Gene Regulation, Pathology Department, Sun Yat-sen Memorial Hospital, Sun Yat-sen University, Guangzhou, China

Contributions: (I) Conception and design: S Hong, L Zhang; (II) Administrative support: S Hong, L Zhang; (III) Provision of study materials or patients: S Hong, X Zhang; (IV) Collection and assembly of data: X Zhang, Y Chen; (V) Data analysis and interpretation: X Zhang, D Tian, Y Chen; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

#These authors contributed equally to this work.

Correspondence to: Shaodong Hong; Li Zhang. 651 Dongfeng Road East, Guangzhou 510060, China. Email: hongshd@sysucc.org.cn; zhangli6@mail.sysu.edu.cn; Sha Fu. 33 Yingfeng Road, Guangzhou 510288, China. Email: luweizhijia@126.com.

Background: The aim of this study was to evaluate the safety and survival outcomes of anti-programmed cell death (PD)-1/programmed cell death-ligand 1 (PD-L1) monotherapy in patients with advanced non-small cell lung cancer (NSCLC) and different hepatitis B virus (HBV) infection status.

Methods: Patients with advanced NSCLC and both chronic and/or resolved HBV infection who were treated with anti-PD-(L)1 monotherapy were retrospectively enrolled. The primary endpoint was the safety of PD-1/PD-L1 monotherapy, while the secondary endpoints included the survival outcomes.

Results: Of the 62 eligible patients, 10 (16.1%) were hepatitis B surface antigen (HBsAg) positive [chronic hepatitis B (CHB) infection] and 52 (83.9%) were HBsAg negative and HBcAb positive [resolved hepatitis B (RHB) infection]; 42 (67.7%) patients had at least 1 treatment-related adverse event (AE), with 4 patients (6.5%) developing grade 3 AEs and 6 (9.7%) developing hepatic AEs. One CHB patient experienced HBV reactivation during anti-PD-1 immunotherapy due to the interruption of antiviral prophylaxis. The objective response rate and durable clinical benefit (DCB) rate were 17.7% and 29.0%, respectively. Median overall survival (OS) and progression-free survival (PFS) were 23.6 months [95% confidence interval (CI): 14.4–32.8] and 2.1 months (95% CI: 1.2–3.0), respectively. The DCB rate was significantly higher in the CHB group than in the RHB group (60% vs. 23.1%; P=0.048). Patients with CHB experienced a longer PFS (8.3 vs. 2.0 months; P=0.103) and OS (35.0 vs. 18.2 months, P=0.119) than did RHB patients.

Conclusions: Anti-PD-(L)1 monotherapy was safe and effective in patients with NSCLC and HBV infection. This population should not be excluded from receiving immunotherapy in routine clinical practice or within clinical trials if HBV biomarkers are monitored and antiviral prophylaxis is properly used.

Keywords: Non-small cell lung cancer (NSCLC); programmed cell death 1 (PD-1); programmed cell death-ligand 1 (PD-L1); immunotherapy; hepatitis B virus infection (HBV infection)


Submitted Mar 07, 2021. Accepted for publication Jun 24, 2021.

doi: 10.21037/tlcr-21-455


Introduction

Lung cancer remains the leading cause of cancer-associated mortality (1). Recently, anti-programmed cell death 1 (PD-1) and anti-programmed cell death-ligand 1 (PD-L1) blockade have revolutionized the treatment of various malignancies, including non-small cell lung cancer (NSCLC). Several PD-(L)1 pathway inhibitors have been approved for second-line treatment of advanced NSCLC patients after progression on platinum-based therapy (2-5). For patients with high PD-L1 expression, pembrolizumab, atezolizumab, and cemiplimab have replaced platinum doublet chemotherapy as the first-line treatment with a better toxicity profile while retaining survival benefit (6-8). However, patients with NSCLC and some concurrent infections, including human immunodeficiency virus (HIV) infection and hepatitis B/C infection, were excluded from most clinical trials of immunotherapy. Recently, some retrospective studies or prostective clinical trials have demonstrated that the efficacy and limited toxicity of PD-(L)1 inhibitors in patients with HIV infection and advanced NSCLC is similar to non-infected patients (9-13). However, data from the literature have been limited to case reports or small case series that have described the utilization of PD-1 pathway inhibitor (alone or in combination with ipilimumab or chemotherapy) for advanced NSCLC patients with chronic or previous HBV infection (14-20). Therefore, there is a paucity of information on the safety and efficacy of anti-PD-(L)1 monotherapy in this population.

More than 350 million people are chronically infected with HBV worldwide (21,22). Apart from being involved in cancer immune evasion (23), the PD-1/PD-L1 axis also plays a role in chronic hepatitis virus infection. Previous studies have shown that PD-1 upregulation is associated with HBV-specific T cell dysfunction (24,25), while tumoral PD-L1 expression in hepatocellular carcinoma has been associated with circulating HBV load (26). For NSCLC, PD-L1 expression has also been reported to be significantly higher in patients with chronic HBV infection than in those without HBV infection (27). Safety is another critical concern. In our previous study, HBV reactivation occurred in a subset of patients with cancer and positive hepatitis B surface antigen (HBsAg) during or after anti-PD-(L)1 therapy (6 out of 114 patients) (28).

Considering the scale of HBV infection in the global population, the under representation of HBV-infected patients in clinical trials, the potential association between PD-L1 expression and HBV infection, and the related safety issues, we conducted this retrospective study to explore whether PD-1 pathway inhibitors are safe and effective in patients with advanced NSCLC and different HBV infection status. We present the following article in accordance with the STROBE reporting checklist (available at https://dx.doi.org/10.21037/tlcr-21-455).


Methods

Between January 2015 and September 2018, a total of 174 patients with advanced NSCLC who received anti-PD-(L)1 monotherapy in Sun Yat-sen University Cancer Center were screened. The inclusion criteria were as follows: (I) pathologically diagnosed with NSCLC; (II) stage IIIB or IV NSCLC or recurrent NSCLC after radical treatment; (III) received at least 1 cycle of anti-PD-(L)1 monotherapy; (IV) serum HBsAg positive or HBsAg negative and hepatitis B core antibody (HBcAb) positive; and (V) with complete clinical and survival data. Patients were excluded if they had other positive viral markers including immunoglobin M (IgM) antibody to hepatitis A virus, antibody to hepatitis C virus (HCV), IgG antibody to hepatitis D virus, IgM antibody to hepatitis E virus, or antibody to human immunodeficiency virus.

Clinicopathologic data and treatment outcomes were retrospectively collected. All patients were followed up by outpatient reviews or by telephone conversations, with the last follow-up date being June 1, 2019. Response to treatment was assessed with Response Evaluation Criteria in Solid Tumors (RECIST) criteria version 1.1 (29) by senior radiologists blinded to patients’ data, and consisted of complete response (CR), partial response (PR), stable disease (SD), and progressive disease (PD). Follow-up computed tomography (CT) scans were performed according to the physicians’ discretion without predetermined intervals. Objective response was defined as complete or partial response, disease control was defined as CR + PR + SD, and durable clinical benefit (DCB) was defined as survival without disease progression at 24 weeks. Progression-free survival (PFS) was defined as the time from the initiation of anti-PD-(L)1 monotherapy to the date of disease progression or death from any causes. Overall survival (OS) was defined as the time from the beginning of anti-PD-(L)1 monotherapy to the date of death from any causes. Treatment-related adverse events (AEs) were assessed according to the Common Terminology Criteria for Adverse Events (CTCEA) version 4.0. HBV reactivation was defined according to the American Association for the Study of Liver Diseases (AASLD) 2018 hepatitis B guidance (30) and included the following: (I) a ≥2 log (100-fold) increase in HBV DNA compared to the baseline level, (II) HBV DNA ≥3 log (1,000) IU/mL in a patient with a previously undetectable level, or (III) HBV DNA ≥4 log (10,000) IU/mL if the baseline level was not available.

The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). This study was approved by the Sun Yat-sen University Cancer Center Institutional Review Board (No. B2020-402-01), and the need for informed consent (written or verbal) was waived.

Statistical analysis

The primary endpoint of this study was the safety and tolerability of PD-(L)1 inhibitors in HBV-infected patients with advanced NSCLC. The secondary endpoint was the antitumor activity of PD-(L)1 inhibitors in this population, including overall response rate (ORR), disease control rate (DCR), DCB rate, PFS and OS. Baseline characteristics were tabulated and summarized. All treatment-related AEs that could be possibly attributed to anti-PD-(L)1 immunotherapy were tabulated. The Pearson χ2 or Fisher exact test was used to investigate the relationships between categorical variables. Survival analyses were performed using the Kaplan-Meier method with log-rank test. A 2-tailed P value of ≤0.05 was used to determine statistical significance. All statistical analyses were performed using SPSS version 22.0 (IBM, Armonk, NY, USA).


Results

Patients

A total of 62 eligible patients were included in the analysis. Baseline characteristics of the patients are summarized in Table 1. All of the 62 patients were Asian. The median age was 55 (range, 33–77) years, and 45 (72.6%) patients were male. In terms of the histology subtype, 38 (61.3%) patients had adenocarcinoma, 20 (32.3%) patients had squamous cell carcinoma, and 4 (6.4%) patients had lymphoepithelioma-like carcinoma; 25 patients (40.3%) were current or former smokers, 60 (96.8%) had an Eastern Cooperative Oncology Group (ECOG) performance status 0 or 1; 10 patients (16.1%) were HBsAg positive [chronic hepatitis B (CHB) infection], while 52 patients (83.9%) were HBsAg negative and HBcAb positive [resolved hepatitis B (RHB) infection]. Of the 10 patients with CHB, 9 (90.0%) patients had a baseline HBV DNA quantification which was undetectable, with 8 of these patients being on antiviral prophylaxis prior to and during PD-1 axis inhibition (6 patients received entecavir and 2 received lamivudine). Of the 52 patients with RHB, only 6 (11.5%) had baseline HBV DNA data and all were undetectable, with none of these patients receiving antiviral prophylaxis. Before anti-PD-(L)1 monotherapy, 57 (91.9%) had received previous systemic therapy, and the median number of previous lines of therapy was 1 (range, 0–7). Only 8 patients had a quantifiable tumor PD-L1 expression with the 22C3 assay, and 4 of them had a PD-L1 expression ≥1%.

Table 1
Table 1 Baseline characteristics of the included patients
Full table

Safety outcomes

Treatment-related AEs are listed in Table 2. In the overall population, 42 (67.7%) of 62 patients had at least 1 treatment-related AE. The most common AEs of any grade were reactive capillary hemangiomas (n=15, 24.2%, related to camrelizumab only), rash (n=14, 22.6%), fatigue (n=13, 21.0%), fever (n=8, 12.9%), hypothyroidism (n=7, 11.3%), alanine aminotransferase (ALT) increase (n=6, 9.7%), and aspartate aminotransferase (AST) increase (n=6, 9.7%). Although most AEs were grade 1 or 2 (n=38, 61.3%), 4 (6.5%) patients developed grade 3 AEs, including 1 case of peripheral neuropathy, 1 case of myasthenia gravis, 1 case of ALT and AST increase, and 1 case of fatigue. All grades of hepatic AEs occurred in 6 (9.7%; grade 1–2 in 5 patients and grade 3 in 1 patient) patients, all of whom experienced laboratory abnormalities without any symptoms. Immunotherapy was permanently discontinued in 3 (4.8%) patients due to treatment-related AEs, and no treatment-related death occurred during the study period. No significant differences were found in any grade of AEs between patients with CHB and RHB; however, the incidence of hepatic AEs was significantly higher in the CHB group than in the RHB group (50% vs. 1.9%; P<0.001; Table 3).

Table 2
Table 2 Treatment-related adverse events at least possibly related to PD-1/PD-L1 immunotherapy
Full table
Table 3
Table 3 The comparison of safety and efficacy of PD-1/PD-L1 immunotherapy between the HBsAg-positive group and the HBsAg-negative but HBcAb-positive group
Full table

Immunotherapy-related HBV reactivation

Among the 10 patients with CHB, serum HBV DNA was monitored every 1 to 3 months according to the decision of the treating physician. One (10%) patient experienced HBV reactivation during the study period. For the other 9 patients, their HBV DNA level kept undetectable during the whole study period. Of the 52 patients with RHB, no one developed HBsAg reverse seroconversion.

The patient was a 41-year-old woman diagnosed with stage IV NSCLC in July 2014. She began camrelizumab monotherapy in December 2016 following progression with carboplatin and pemetrexed. She had previously been diagnosed with a chronic HBV infection with an unknown HBV DNA level. Her baseline HBV DNA level in the month before treatment with camrelizumab was 40.6 IU/mL. Camrelizumab administration was commenced in December 2016 along with entecavir antiviral therapy. In February 2017, after 2 months of camrelizumab and entecavir treatment, a repeat HBV viral load showed undetectable DNA. The patient continued entecavir therapy and maintained an undetectable HBV DNA level until the 25th cycle of camrelizumab treatment in October 2017, at which time she stopped entecavir against the physician’s recommendation. After 36 cycles of camrelizumab, a rise in ALT to 530.3 U/L and AST to 312.0 U/L was noticed on July 2, 2018. Total bilirubin and alkaline phosphatase remained within normal ranges. The HBV DNA level increased to 2.18×103 IU/mL, confirming the occurrence of HBV reactivation. Consequently, camrelizumab was discontinued and entecavir was reintroduced. ALT and AST started to trend downward immediately after entecavir administration, reaching grade 1- in a 2-week period. HBV DNA returned to an undetectable level after 5 weeks. The patient resumed camrelizumab after 4 weeks of interruption without any further significant AEs occurring.

Efficacy

In all, 56 of 62 patients (90.3%) received PD-1 inhibitor (pembrolizumab, nivolumab, and camrelizumab) and 6 patients (9.7%) received PD-L1 inhibitor (atezolizumab). The median duration of PD-(L)1 inhibitor treatment was 10 weeks (range, 1–157 weeks). With a median follow-up time of 28.4 months (range, 0.6–53.2 months), the median OS of the 62 patients was 23.6 months (95% CI: 14.4–32.8; Figure 1). The OS rate at 1 year and 2 years was 73.0% and 49.7%, respectively. Eleven patients achieved PR, and no patients had complete response, yielding an ORR of 17.7%. SD was observed in 21 (33.9%) patients, and thus disease control was observed in 33 (53.2%) patients. The DCB rate was 29.0%. Among the 11 patients with a confirmed objective response, the median time to response was 9 weeks (range, 4–47 weeks), and the median duration of response was 16.2 months (95% CI: 10.3–22.1). The median PFS was 2.1 months (95% CI: 1.2–3.0; Figure 1).

Figure 1 Kaplan-Meier analysis of overall survival (OS) and progression-free survival (PFS). (A) OS of 62 enrolled patients. (B) PFS of 62 enrolled patients. (C) OS according to hepatitis B surface antigen (HBsAg) status. (D) PFS according to HBsAg status.

The DCB rate was significantly higher in patients with CHB than in those with RHB (60% vs. 23.1%; P=0.048). The CHB group received more clinical benefit from anti-PD-(L)1 monotherapy as compared to the RHB group, in terms of ORR (40% vs. 13.5%; P=0.119), DCR (80% vs. 46.2%; P=0.106), median PFS (8.3 vs. 2.0 months; P=0.103), and OS (35.0 vs. 18.2 months; P=0.119). These results are shown in Table 3 and Figure 1.


Discussion

PD-1 pathway inhibitors have become a cornerstone in the treatment of patients with nononcogene addicted advanced NSCLC. However, patients with HBV infection have systematically been excluded from immunotherapy clinical trials, limiting our understanding concerning the safety and efficacy of immune checkpoints inhibitors (ICIs) among these patients. Several case reports have demonstrated that PD-(L)1 inhibitors can be safe and effective in NSCLC patients with either chronic HBV or HCV infection (14-20). Most of the relevant studies have enrolled a limited number of patients, impeding in-depth characterization of the safety and efficacy of immunotherapy. To the best of our knowledge, this is the largest study to detail the safety and efficacy of PD-(L)1 inhibitors in patients with advanced NSCLC and different HBV infection status. Our results showed that anti-PD-(L)1 monotherapy yielded similar efficacy outcomes in NSCLC patients with HBV infection as those observed in patients without HBV (2-4,31). The incidence of all-grade hepatic AEs in this cohort (9.7%) seems to be slightly higher than that reported in previous clinical trials (4-6,32), while other AE profiles were similar. HBV reactivation was identified in 1 CHB patient during anti-PD-1 therapy after the antiviral agent was stopped by the patient.

In the CA209-003 study involving HBV-negative NSCLC patients who had received at least 1 prior systemic anticancer regimen, the response rate to nivolumab monotherapy was 17%, with a median duration of response of 17.0 months (33,34), a median OS of 9.9 months, and 1-, 2-, and 3-year OS rates of 42%, 24%, and 18%, respectively (23,24). In our study, with 91.9% pretreated participants, the overall response rate was 17.7%, the DCB rate was 29.0%, the median duration of response was 16.2 months, the median OS was 23.6 months, and the 1- and 2-year OS rates were 73.0% and 49.7%, respectively. Another retrospective case series enrolled 19 patients with NSCLC and a history of HBV or HCV infection and found that the ORR in 17 patients treated with immunotherapy alone was 35% and the median PFS was 4.5 months (18). These results suggest that the response rate and long-term outcome of PD-(L)1 inhibitors in HBV-infected NSCLC patients appear to be similar to those without HBV infection. Interestingly, the clinical benefit from ICI among patients varied depending on the HBV infection status. In this study, we found that patients with chronic HBV infection had a significantly higher DCB rate than those with a resolved HBV infection (60% vs. 23.1%; P=0.048). There also was a tendency toward improved ORR and PFS in patients with chronic HBV infection. In a retrospective study enrolling NSCLC patients with a history of tuberculosis (TB) and/or HBV who were treated with ICI (monotherapy or combination therapy), patients in the group with HBV or TB appeared to have better survival outcomes compared with the group without, in terms of PFS (5.7 vs. 3.1 months; P=0.021) and OS (15.6 vs. 11.1 months, P=0.046) (19). Of note, the group with TB or HBV included a higher proportion of patients receiving ICI in the first-line setting with PD-L1 expression ≥1%. Considering the retrospective nature and small sample size of the current study, our findings should be interpreted with caution. In NSCLC patients, the tumor-expressed ligands PD-L1 and PD-L2 engage the PD-1 receptor expressed on activated T cells to down-regulate T-cell activation (23). Meanwhile, upregulation of PD-1 on viral specific T cells from CHB patients has been observed and proven to be associated with T cell exhaustion and persistent viral infection (24,25). The finding of higher PD-L1 expression in tumor cells also indicates that there might be an HBV-mediated systemic immune response that could potentially affect the anti-/PD-(L)1 immunotherapy in NSCLC patients with CHB (27). PD-1 inhibitor administration might restore T cell function, and the cytotoxic T cells may induce antitumor activity more effectively in patients with CHB.

With anti-PD-(L)1 monotherapy, the incidence of hepatic AEs in HBV-negative NSCLC patients is about 6% or less in reported studies, with grade 3–4 events occurring in 1–2% of patients (5,32,35). These hepatic AEs consist mainly of asymptomatic elevations in AST and ALT levels. In our study, all grade and grade 3–4 hepatic AEs occurred in 9.7% and 1.6% of the patients, respectively. Recently, the nonrandomized, open-label, real-world, CheckMate870 trial (NCT03195491), examined the safety and efficacy of nivolumab as second-line therapy for Asian patients with NSCLC (36). One of the secondary endpoints was the safety of nivolumab in HBV-infected patients (a total of 17 patients required to have an HBV DNA level of lower than 500 IU/mL). The most common grade 3–4 AEs included those observed in the liver (2.3%), skin (1.6%), lungs (1.0%), and endocrine system (0.8%). The ORR was similar between those with and without HBV infection (17.6% vs. 15.4%). Taken together, anti-PD-(L)1 monotherapy is generally well tolerated in patients with NSCLC and a concurrent HBV infection.

In addition to their antitumor activity, anti-PD-(L)1 antibodies’ effect on the control of chronic viral infections is of immense interest. A clinical trial (NCT00703469) that assessed an anti-PD-1 antibody in patients with chronic HCV infection showed that some patients have persistent suppression of HCV replication. However, there are case reports or case series indicating that HBV reactivation is a potential complication of anti-PD-(L)1 therapy in HBV-infected patients with cancers (16,17,19,28,37). In our previous pan-cancer study, we found that HBV reactivation occurs in 5.3% of the patients with positive HBsAg, and that the lack of prophylactic antiviral therapy was the most important risk factor [odds ratio (OR) 17.50] (28). In the current study, an incident of HBV reactivation was identified in an HBsAg-positive patient receiving camrelizumab. Furthermore, several isolated cases of anti-PD-1 immunotherapy–related HBV reactivation in patients with resolved HBV infection have been reported (16,17,37). These findings suggest that both patients with chronic HBV and resolved HBV infection are at risk of virus reactivation while receiving PD-(L)1 blockade, and that screening for HBV in all patients should be performed before treatment begins (38). It’s worth noting that, though widely observed in clinical practice, the mechanism of HBV reactivation induced by anti- PD-1/PD-L1 therapy is still unclear. More basic research will be needed to reveal the underlying mechanisms. For the patient experienced HBV reaction in the current study, entecavir was given as prophylaxis at the commencement of camrelizumab, but was stopped disregarding the physician’s advice after 25 cycles of immunotherapy. The HBV reactivation event occurred 33 weeks after the interruption of entecavir. This case supports the monitoring of HBV DNA level and maintenance of antiviral prophylaxis before and during anti-PD-(L)1 immunotherapy as a clinically important measure in CHB patients. A recent report indicates that concurrent antiviral prophylaxis might allow safe treatment even in patients with high HBV DNA loads (>500 IU/mL) (39). Our previous study also found 1 event of reactivation in a patient with CHB that occurred 6 weeks after immunotherapy was discontinued (28), implying that antiviral treatment should be continued even after the PD-(L)1 inhibitor administration has been completed. According to AASLD guidance (30), the administration of antiviral therapy should last for at least 6 months after completion of immunosuppressive agents or chemotherapy, but whether this recommendation is applicable for immunotherapy remains to be determined. For RHB patients, who are at lower risk of HBV reactivation than are CHB patients (19), treatment can begin on prophylaxis, or ALT, HBV DNA, and HBsAg can be carefully monitored with the intent for on-demand anti-HBV therapy (30).

Given our experience in this real-world study, anti-PD-(L)1 immunotherapy appears to be safe and effective in HBV-infected patients with NSCLC. However, further research is warranted to address several unanswered questions regarding the application of ICIs in patients with NSCLC and HBV infection. An in-depth characterization of the tumor microenvironment, especially PD-L1 expression in NSCLC for patients with HBV, is currently lacking. Furthermore, the safety of ICIs in this population deserves further investigation with regards to serious immune-related AEs and particularly HBV reactivation. Although we had previously shown that a lack of prophylactic antiviral therapy is a significant risk factor of HBV reactivation, the underlying mechanisms remain unclear. Also, how HBV infection impacts the systemic immune response and the action of PD-(L)1 inhibitors in cancer patients should be further studied. Finally, the response patterns of anti-/PD-(L)1 therapy and factors that might impact the likelihood of response are also unknown.

Some limitations to our study should be addressed. First, as a retrospective, single-center study, there might have been bias in the selection of patients. The results need to be further validated by future clinical studies with larger sample sizes. Second, only patients with CHB were regularly monitored for HBV DNA in this study, while patients with RHB were not routinely tested for HBV DNA before and during anti-PD-(L)1 immunotherapy. The lack of data concerning HBV DNA level could have resulted in an underdetection of the reactivation events in these patients. Given its clear value in monitoring viral reactivation in HBV-infected patients, we advise incorporating baseline and on-treatment HBV DNA levels into routine clinical practice. Finally, the measurement of tumoral PD-L1 expression was not performed in most patients. Thus, we could not further evaluate the association between HBV infection and PD-L1 expression in NSCLC patients.


Conclusions

Our study indicates that anti-PD-(L)1 immunotherapy could be safe and effective in HBV-infected patients. Patients with positive HBsAg (chronic HBV infection) were more likely to have durable benefit than those with resolved HBV infection. HBV reactivation may occur upon treatment with PD-(L)1 inhibitors, and this should be monitored attentively throughout the therapeutic process. Our findings support the use of anti-PD-(L)1 immunotherapy in these patients, along with regular monitoring of HBV serological markers and properly administrated antiviral prophylaxis to prevent HBV reactivation. Future clinical trials of anti-PD-(L)1 immunotherapy should not exclude patients with HBV infection. Further studies are needed to better characterize the response patterns of immunotherapy in this special population of HBV-infected patients.


Acknowledgments

We sincerely appreciate all the patients and their families who were included in this retrospective study. The authors would also like to thank the AME Lung Cancer Collaborative Group for their academic support.

Funding: This study was funded by grants from the National Natural Science Funds of China (no. 81972898 and 81872499), the Natural Science Funds of Guangdong Province (no. 2019A1515011090), and the Outstanding Young Talents Program of Sun Yat-sen University Cancer Center (no. 16zxyc04). The funding sources had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; or decision to submit the manuscript for publication.


Footnote

Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at https://dx.doi.org/10.21037/tlcr-21-455

Data Sharing Statement: Available at https://dx.doi.org/10.21037/tlcr-21-455

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://dx.doi.org/10.21037/tlcr-21-455). AR reports advisory board role for Astra Zeneca, MSD, and Novartis. RAS reports research grants from Astra-Zeneca, Boehringer Ingelheim, and advisory Board for Amgen, Astra-Zeneca, Bayer, BMS, Boehringer Ingelheim, Lilly, Merck, Novartis, Pfizer, Roche, Taiho, Takeda, Yuhan. EN received research funding from Roche, Pfizer, Merck-Serono, and Bristol Myers Squibb and received consultancy fees from Roche, BMS, MSD, Merck-Serono, Pfizer, Lilly, Amgen, Boehringer-Ingelheim, AstraZeneca, and Takeda. FP reports Consulting fees from MSD, Astrazeneca, Boehringer Ingheleim, Amgen and Pfizer. TM reports honorara for lecture and edcuational presentations as well as consultin fees from Astra Zeneca, Lilly, MSD, BMS. IJO received research funding from Roche and received consultancy fees from Roche, Ono, MSD, Pfizer, Boehringer-Ingelheim, AstraZeneca, Takeda. SW reports grant and personal fees from AstraZeneca and Boehringer Ingelheim, and personal fees from Chugai Pharma, Ono Pharmaceutical, Bristol-Myers, Eli Lilly, MSD, Taiho Pharmaceutical, Pfizer, Novartis and Daiichi Sankyo; outside the submitted work. The other authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). This study was approved by the Sun Yat-sen University Cancer Center Institutional Review Board (No. B2020-402-01), and the informed consent (written or verbal) was waived.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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(English Language Editor: J. Gray)

Cite this article as: Zhang X, Tian D, Chen Y, Chen C, He LN, Zhou Y, Li H, Lin Z, Chen T, Wang Y, Russo A, Nadal E, Passiglia F, Soo RA, Watanabe S, Moran T, Oh IJ, Fu S, Hong S, Zhang L. Association of hepatitis B virus infection status with outcomes of non-small cell lung cancer patients undergoing anti-PD-1/PD-L1 therapy. Transl Lung Cancer Res 2021;10(7):3191-3202. doi: 10.21037/tlcr-21-455

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